Archive for the ‘Food for Thought’ Category

Update: Writing About Equity Market Structure at MarketWatch

By • Feb 16th, 2016

One area I am covering now at MarketWatch is market structure, specifically the equity markets. Reforming equity markets is a big ongoing issue, especially after the May 2010 flash crash. Here’s a summary of the articles, updated for a new one on February 3, I’ve written since May on the subject and some background on some of the many controversies.



Failure to Earn: What Scattershot Enforcement of Sarbanes-Oxley Clawbacks Tells Us About Paybacks Under Dodd-Frank

By • Oct 20th, 2015

I wrote at MarketWatch about the SEC’s proposed Dodd-Frank clawback rule.



New Orleans January 2008: "He leadeth me beside still waters…"

By • Aug 29th, 2015

I went to New Orleans in January 2008 for a few weeks to work with Habitat for Humanity building new houses. Here’s a slide show of what I saw three years after Katrina in the 9th Ward New Orleans LA.  Just went down on my own and joined a random group.  There was still a […]



SEC News at MarketWatch

By • Jul 19th, 2015

On July 21 Dodd-Frank will be five years old. If I hadn’t been through the same thing with Sarbanes-Oxley now twice, I’d be more excited. But the partisan rancor on this law, especially at the SEC, is even worse.



Looking Into SEC’s Equity Markets Structure Committee at MarketWatch

By • Jul 5th, 2015

My piece on the SEC’s new Equity Market Structure Advisory Committee, spanning several online pages, is now out at MarketWatch.



Deloitte US First Female CEO; There’s More We Don’t Know

By • Mar 2nd, 2015

Wouldn’t it be nice if investors and other interested parties could look up new Deloitte US CEO Cathy Engelbert in a public and easily accessible registry and find out about all the audit clients where she has been a lead partner or a Quality Control partner? Has she ever been named in a lawsuit or been sanctioned? Let’s hope not.



Journalists’ Obligations In The Shareholder Value Maximization Debate

By • Jan 14th, 2015

I wrote about two journalists who penned sympathetic stories about shareholders and other stakeholders who can’t get their voices heard but who, in service to shorter and simpler narratives, paid short shrift to the active and contentious debate about shareholder primacy and shareholder value maximization.



Auditors Can Be Whistleblowers: A Guest Post On Recent Developments In Whistleblower Case Law

By • Jan 5th, 2015

Several recent developments regarding auditor whistleblowers should be of interest to internal and external auditors and compliance professionals, whether they work for a public company or a professional services provider.



You’ll Never Eat Lunch… A Review of “This Town” By Mark Leibovich

By • Aug 24th, 2014

Mark Leibovich’s “This Town” is billed in the flap copy of the dust jacket as “a blistering, stunning —and often hysterically funny— examination of our ruling class’s incestuous ‘media industrial complex.’” Does anyone still eat lunch with him? In the new 24-7 news cycle, the half-life of any criticism of DC culture is about three days.



Three Book Reviews: Naked Bankers, Mute Watchdogs, And Youthful Luchre

By • May 12th, 2014

Just in time for summer vacations, I’d like to offer for your consideration three books I’ve recently read.