Reforming Wall Street: State Regulators Cannot Do It Alone – A Speech By Jake Zamansky
By Francine • Sep 29th, 2010In passing the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), Congress tried — but failed — to make the market fair and more transparent for individual investors. Until the SEC, through its enforcement actions, holds high-ranking corporate executives accountable for their firms’ wrongdoing and ensures that settlement fines do not unjustly harm shareholders, measures to protect investors from Wall Street malfeasance will continue to fall short of the mark. Renowned securities litigator Jake Zamansky spoke recently on these issues to the North American Securities Administrators Association (NASAA) Public Policy Conference.
Francine McKenna (@retheauditors) has more than twenty-five years of experience in consulting and professional services including tenure at two Big 4 firms, both in the US and abroad. Look for my column, 